Senior Auditor, Compliance and Privacy; Hybrid

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals operate within a collaborative and agile environment. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top talent destination, creates a dynamic atmosphere for both personal growth and professional opportunity.

Capital One is seeking a Senior Auditor interested in becoming part of our Compliance and Privacy Audit team. As a member of the Compliance and Privacy Audit team, you will focus on conducting operational and compliance audit projects and supporting the annual audit plan.

• Perform risk-based reviews and assessments of compliance with federal, state, and other legal regulations and business activities.
• Perform relevant testing based on the risks and processes associated with the area being audited.
• Assist in communicating issues, risks, and recommendations to all levels of management.
• Operate independently and ensure work is completed according to schedule and meets our high-quality standards.
• Develop and maintain strong and effective working relationships with key business partners and the extended Audit group.
• Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery.
• Proactively follow-up on agreed audit actions to ensure management delivers their commitments within the agreed timescales.
• Proactively seek out learning opportunities to enhance skills and competencies related to role.

• You are a critical thinker who seeks to understand the business and its control environment.
• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.
• You possess a relentless focus on quality and timeliness.
• You adapt to change, embrace bold ideas, and are intellectually curious.
• You like to ask questions, test assumptions, and challenge conventional thinking.
• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.
• You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor.
• This will require leveraging the power of data analytics and furthering your technical expertise.
• You’re a teacher. You do the right thing and lead by example.
• You have a passion for coaching and investing in the betterment of your team.
• You lead through change with candor and optimism.
• You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

• Bachelor's Degree or military experience
• At least 2 years of experience in auditing, accounting, risk management, compliance, or a combination

• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM), or relevant certification
• 2+ year of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination
• At least 1 year of experience with data analytics tools in support of internal audit

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

This role is hybrid meaning associates typically spend 3 days per week in-person at one of our offices listed on this job posting.

The minimum and maximum full-time annual salaries for this role are listed below, by…