Surplus Lines Compliance

Subject matter expert for surplus lines placements

• All US jurisdictions
• State requirements for filing and payment
• State requirements for placements including but not limited to:
  • Diligent effort
  • Export list
  • Exempt Commercial Purchaser
  • Insured eligibility
  • Home state determination
  • State form completion
  • Disclosure wording
• Management of surplus lines documents on our intranet site
• Research new areas or update existing research for surplus lines topics
• Working with production, underwriting and tax teams to ensure compliance with state and Federal law.
• Provide training for production teams and other support staff
• Maintain the tax calculator which feeds tax rates and rules into our operating system
• Working with internal and external IT sources to improve our processes – automation and streamlining
• Good communication and people skills are essential.
• Work well with compliance team members – collaboration and sharing knowledge
• Ability to deescalate problem situations and look for acceptable solutions from a sales and compliance standpoint