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CIB Operational Risk Executive Markets
Job in
Charlotte, Mecklenburg County, North Carolina, 28296, USA
Listed on 2026-10-11
Listing for:
Wells Fargo
Full Time
position Listed on 2026-10-11
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Banking & Finance -
Management
Risk Manager/Analyst, Banking & Finance
Job Description & How to Apply Below
About this role:
Wells Fargo is seeking an Operational Risk Executive to lead Operational Risk Business Oversight (ORBO) for the Corporate and Investment Banking (CIB) Markets division. Reporting to the Head of Operational Risk for CIB, this role is accountable for providing independent second-line oversight across Markets – including Fixed Income, Macro, Commodities, and Equities businesses.
This leader will serve as a strategic partner and credible challenger to senior business executives, providing authoritative review and challenge of operational risk management practices across front-office trading, sales, and support functions. The role is responsible for identifying emerging risks, evaluating control effectiveness, influencing risk strategy, and ensuring alignment with the Company's Risk Management Framework, enterprise risk programs, and regulatory expectations.
Success in this role requires deep Markets expertise, strong risk judgment, and the ability to influence executive decision-making through data-driven insights and effective this role, you will:
Provide independent second-line Operational Risk oversight for the CIB Markets division, including:
Fixed Income trading and sales activities
Rates, Foreign Exchange, and Macro businesses
Commodities trading and related support functions
Equities trading, prime services, financing, and electronic trading platforms
Assess and challenge risks associated with:
Trade lifecycle processes
Market infrastructure and exchange connectivity
Front-office technology, automation, and algorithmic trading platforms
Regulatory reporting and transaction processing
Third-party and vendor dependencies
Operational resilience, business continuity, and recovery capabilities
Data management, model-driven processes, and AI-enabled business activities
Lead independent review and challenge of:
Risk and control self-assessments
Operational risk and loss events
Emerging risk assessments
Material issues and corrective action programs
New business initiatives, products, and strategic transformations
Identify and escalate significant operational risk themes to senior management, Risk Committees, and executive governance forums.
Partner with Compliance, Independent Risk Management, Audit, Technology, Operations, and business leadership teams to promote a strong risk culture and sustainable risk management practices.
Develop strategic risk insights that inform decisions related to operational resilience, control effectiveness, technology transformation, growth initiatives, and risk appetite.
Lead and develop a team of senior operational risk professionals, driving organizational effectiveness, succession planning, and talent development.
As a leader, you will lead your team with integrity and create an environment where employees feel included, valued, and supported to do work that energizes them. You will have accountability for management responsibilities including hiring, coaching, performance management, talent development, risk management, and execution of daily leadership activities.
Required Qualifications:
10+ years of Operational Risk experience or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education6+ years of Management experience
Desired
Qualifications:
10+ years of experience in Operational Risk Management, Audit, or related Independent Risk functions supporting Corporate & Investment Banking Markets businesses
Deep knowledge of Fixed Income, Rates, Foreign Exchange, Commodities, Equities, Electronic Trading, and Sales & Trading Operations Significant experience assessing operational risks associated with front-office trading environments, trade execution, post-trade processes, technology platforms, and market infrastructure
Strong executive presence with a demonstrated ability to influence senior executives, exercise independent risk judgment, and provide effective challenge
Strong understanding of regulatory expectations applicable to investment banking and markets businesses
Exceptional communication skills, including experience presenting complex risk themes to executive leadership, governance committees, and regulators
Proven ability to lead large-scale, complex, cross-functional initiatives and deliver sustainable risk outcomes
Experience overseeing major operational change, technology transformation, and automation initiatives within investment banking and markets environments
Expert understanding of operational risk…
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