Regional Wealth Compliance Supervisor
Listed on 2026-10-13
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Finance & Banking
Wealth Management, Regulatory Compliance Specialist -
Management
Wealth Management, Regulatory Compliance Specialist
Truist Wealth seeks a Senior Compliance Supervisor to mitigate risk by ensuring that advisors, OSJs and branches comply with industry rules and internal policies. You will oversee broker-dealer activity, review communications, and approve key regulatory documents in a high-volume environment.
The role requires FINRA licensing, Life/Health/Liability Insurance licenses, and 5+ years of supervisory experience in retail brokerage or investment advisory.
The following opening is for a Regional Wealth Compliance Supervisor with Truist.
The Regional Wealth Compliance Supervisor role at Truist is now open for applications in Charlotte, NC, United States.
Join us at Truist as our next Regional Wealth Compliance Supervisor in Charlotte, NC, United States.
We are currently recruiting a Regional Wealth Compliance Supervisor for our team in Charlotte, NC, United States.
This is a genuine role to take on the Regional Wealth Compliance Supervisor role at Truist.
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