Operations Manager

About this role Wells Fargo is seeking an Operations Manager within Wealth and Investment Management Operations to lead the Trust and Brokerage Settlements team. This team is responsible for the timely and accurate settlement of trading activity, cash and securities reconciliations, operational controls, process improvements, testing, and operational readiness initiatives.

The Operations Manager will provide leadership and oversight for daily production activities while driving operational excellence, risk management, workforce development, and strategic transformation  this role, you will:

Manage and develop a team responsible for securities settlement, cash processing, account transfers, reconciliations, operational controls, and related post-trade functions

Lead daily operational execution to ensure timely and accurate settlement of trading activity across brokerage, trust, and custody platforms

Oversee funding, cash movement, foreign exchange support, balancing, reconciliations, sanctions screening, and settlement exception management

Drive process improvement, automation, and operational efficiency initiatives that reduce risk, improve accuracy, and create capacity

Partner with Operations, Front Office, Technology, Risk, Compliance, Legal, Audit, and Finance teams to resolve complex operational issues and enhance end-to-end processes

Monitor operational performance through metrics, scorecards, and reporting while identifying trends, risks, and opportunities for improvement

Lead implementation of new processes, system enhancements, testing initiatives, and operational readiness activities

Ensure adherence to policies, procedures, regulatory requirements, and internal control standards

Manage escalations, operational incidents, aged breaks, settlement exceptions, and client-impacting issues while driving root cause analysis and corrective actions

Support governance and risk management activities by identifying operational risks, strengthening controls, and partnering with risk and control functions

Develop and coach team members while fostering a culture of accountability, collaboration, and continuous improvement

Support organizational change initiatives, transformation efforts, and workforce modernization activities impacting the securities operations environment

Provide leadership during audits, regulatory reviews, and control testing activities, ensuring timely responses and remediation of findings

Influence business partners and stakeholders to achieve strategic goals while balancing client experience, operational effectiveness, and risk management objectives

Required Qualifications 5+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education2+ years of leadership experience

Desired Qualifications5+ years’ experience within securities settlement, brokerage operations, trust operations, custody operations, account transfers, or post-trade processing functions2+ years of leadership, supervisory, or team lead experience within operations, settlements, brokerage, trust, custody, or post-trade environments

Demonstrated experience leading teams through operational change, process improvement, or transformation initiatives

Strong knowledge of securities settlement workflows, cash payments, account transfers, reconciliations, and operational controls

Proven ability to partner effectively with Front Office, Technology, Risk, Compliance, Audit, and Operations teams

Experience identifying operational risk and implementing controls that improve accuracy, efficiency, and resiliency

Experience leading user acceptance testing, system implementations, process redesign efforts, or operational readiness initiatives

Strong analytical and problem-solving skills with the ability to make sound decisions in a fast-paced environment

Experience utilizing reporting, metrics, and scorecards to manage operational performance

Advanced Microsoft Excel and PowerPoint skills

Job Expectations Ability to work a hybrid schedule

Willingness to work on-site at stated location

This position is not eligible for Visa sponsorship

Posting Location Charlotte, North CarolinaUS only:
Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. FINRA Series 99 and/or Series 7 examinations, or equivalent must be completed within either a 90 or 180-day time period…