Compliance Testing Manager

## Compliance Testing Manager (US)
Apply:
Office Focused:
13024 Ballantyne Corporate Place, Charlotte, North Carolina:
2211 Congress Street, Portland, Maine:
Mt Laurel - Operations Center Bldg 1 - 9000 Atrium Way, Mount Laurel, New Jersey:
Greenville Campus Building A - 200 Carolina Point Parkway, Greenville, South Carolina:
Full time:
Posted Today:
End Date:
October 26, 2026 (11 days left to apply):
R _1515071
*
* Work Location:

** Charlotte, North Carolina, United States of America
*
* Hours:

** 40
* * Pay Details:**$91,000 - $136,240 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
** Line of Business:
** Compliance
*
* Job Description:

*
* ** Why Work with Us?
** At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a chance to make a tangible impact – both in day-to-day operations and in the design of a future-focused compliance program.

This not just about implementing a new program – it's about creating a culture of compliance that will cascade throughout the organization.  
** The Ideal Candidate
** The ideal candidate will thrive in a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank’s size, complexity, and risk profile. In this role, you’ll need to be strategic, tactical, collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future.  

Beyond technical expertise, we’re looking for someone with an entrepreneurial mindset—someone who can  roll up their sleeves , takes the initiative and can anticipate needs before they arise. A comfort level with ambiguity and the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure.

Most importantly, the right candidate is seeking an intellectual challenge, has a desire to learn, and is committed to building something impactful from the ground up. At TD Bank, you’ll have the unique opportunity to help shape the future of the bank while collaborating with a team of enthusiastic colleagues dedicated to setting new industry standards.  
** U.S. Compliance Monitoring and Testing Team

Summary:

** U.S. Compliance Monitoring & Testing, within Second Line Compliance, executes independent, risk-based compliance testing and validation activities to assess the effectiveness of controls and processes designed to meet regulatory requirements. Testing evaluates compliance with applicable laws, rules, and regulations, while issue validations independently assess the effectiveness and sustainability of corrective actions implemented to address identified compliance issues.
** Duties:
** The Compliance Testing Manager is responsible for planning, executing, and overseeing independent, risk-based compliance testing engagements. This role provides subject matter expertise on…