Trading Compliance Lead — Senior Associate/Director
Listed on 2026-10-16
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Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
Barings in Charlotte, NC seeks a Senior Associate/Associate Director for Trading Practices Compliance to oversee day-to-day surveillance of trading activities and assess risk against regulatory constraints. The role interacts with Portfolio Management, Trading, Legal, Risk and Operations and drives policy development and governance reporting.
The position emphasizes identifying breaches, implementing controls, and staying ahead of evolving regulatory requirements while supporting business units
This role, Trading Compliance Lead — Senior Associate/Director at Barings, could be your next opportunity.
We are currently recruiting a Trading Compliance Lead — Senior Associate/Director for our team in Charlotte, NC, United States.
This is a strong position to take on the Trading Compliance Lead — Senior Associate/Director role at Barings.
As a Trading Compliance Lead — Senior Associate/Director, you will play an important part at Barings in Charlotte, NC, United States.
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