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Regulatory Compliance Specialist Financial Law

Derivatives Regulatory Counsel — Negotiation & Compliance

Job in Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listing for: Ameriprise Financial
Full Time position
Listed on 2026-01-15
Job specializations:
  • Law/Legal
    Regulatory Compliance Specialist, Financial Law
Salary/Wage Range or Industry Benchmark: 108000 - 186300 USD Yearly USD 108000.00 186300.00 YEAR
Job Description & How to Apply Below
A diversified financial services leader is seeking a legal professional to provide strategic support for trading agreements. The role includes advising on regulatory compliance, drafting and negotiating various financial contracts, and ensuring alignment with legal standards. Ideal candidates will possess a Juris Doctor, 5-8 years of relevant experience, and a deep understanding of U.S. financial regulations. Competitive salary range is estimated between $108,000 and $186,300 annually, along with a comprehensive benefits package.
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