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Regulatory Compliance Specialist Financial Services

Wealth Management Compliance Specialist

Job in Chelmsford, Essex County, CM1, England, UK
Listing for: IDEX Consulting Ltd
Full Time position
Listed on 2026-02-14
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Salary/Wage Range or Industry Benchmark: 60000 - 80000 GBP Yearly GBP 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A growing wealth management firm is seeking a Compliance Officer to ensure regulatory compliance while supporting advisers and the advisory network. The ideal candidate will have over 2 years of experience in financial services compliance and a solid understanding of FCA regulations. Responsibilities include producing Management Information, handling client complaints, conducting file reviews, and providing practical compliance support.

This role offers the chance to deepen your exposure in compliance activities in a collaborative team environment.
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