Senior Regulatory Reporting Operations Professional

• Ensure completeness, accuracy and timeliness of the Bank’s transaction reporting obligations across multiple global regulatory jurisdictions
• Drive improvements in Transaction Reporting through remediation assessment, root cause oversight, management information, process optimisation and governance
• Assess multi-layered, aged and blocked reporting breaches
• Determine whether viable remediation options remain available
• Independently ensure all reasonable remediation avenues have been explored before closure
• Produce management information and perform root cause analysis
• Create procedural and training documentation
• Support continuous improvement initiatives
• Manage cross-functional stakeholders and contribute to broader team targets

• Understanding of the regulatory trade and transaction reporting landscape would be ideal
• Familiarity with EMIR, MIFID, SFTR, CFTC and other key regulations
• Prepared to remain current on the regulatory reporting landscape
• Experience in remediating transaction reporting issues, including back-reporting
• Familiarity with trade flow components, including booking, clearing, capture, reporting-system consumption, processing and submission to regulators/repositories
• Experience with key transaction reporting systems and their interactions
• Business analysis, project management, data analysis and testing skills
• Experience managing cross-functional stakeholders
• Experience working in Banking MO, Operations, or other relevant functions
• Product-specific knowledge inside or outside transaction reporting operations

Demonstrates expertise in transaction reporting compliance, including familiarity with EMIR, MIFID, and SFTR regulations. Proven ability to manage cross-functional stakeholders and drive process improvements through data analysis and remediation efforts.

• Transaction Reporting Remediation
• Regulatory Compliance Knowledge
• Data Analysis Skills
• Cross-Functional Stakeholder Management
• Business Analysis

• Transaction Reporting
• Regulatory Reporting
• Root Cause Analysis
• Process Optimisation
• Back-Reporting
• Data Analysis
• Project Management
• Testing Skills
• Trade Flow Components
• Management Information Production

• Continuous Improvement Mindset
• Stakeholder Engagement

• EMIR
• MIFID
• SFTR
• CFTC
• Banking Operations
• Regulatory Jurisdictions
• Transaction Reporting Landscape

• Transaction Reporting Systems