More jobs:
Compliance Analyst, Business
Job in
Cheyenne, Laramie County, Wyoming, 82007, USA
Listed on 2026-01-01
Listing for:
State of Wyoming
Full Time
position Listed on 2026-01-01
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Open Until Filled
GENERAL DESCRIPTION:The Wyoming State Treasurer's Office is seeking a detail-oriented and motivated Compliance Analyst to join our team and support the organization's efforts to ensure adherence to Wyoming Statutes, Executive Orders, and Administrative Rules, with a focus on compliance and proxy voting obligations. This role is essential in maintaining our legal, ethical, and procedural standards.
Cheyenne offers a vibrant community life surrounded by Wyoming's natural beauty. Enjoy outdoor activities and a welcoming community. Government positions provide stability and job security. Join Wyoming's government as a Senior Investment Officer and be part of shaping Wyoming’s economy. Apply now and start a fulfilling career with the Wyoming State Treasurer's Office in Cheyenne, Wyoming.
Human Resource Contact:
Jen Shirley / jennifer.shirley1 /
ESSENTIAL FUNCTIONS:
The following functions are illustrative and not exhaustive:
- Assist in developing, distributing, and maintaining compliance documentation such as disclosure documents, gift logs, pre-trade clearance requests, travel logs, and manager attestations.
- Develop and maintain compliance training materials; schedule training sessions; document attendance and feedback.
- Monitor pre-trade (Bloomberg) and post-trade (JPMorgan) compliance reporting.
- Inventory, review, edit, and create rules in Bloomberg; monitor rule changes in JPMorgan systems.
- Assist in developing compliance and proxy voting reports; produce and maintain these reports.
- Maintain lists of accounts in compliance and proxy voting systems, ensuring accounts are active and current.
- Monitor proxy voting reports to ensure ballots are received, votes are scheduled, and policies are followed.
- Perform miscellaneous tasks as assigned.
Preference given to candidates with excellent communication skills, the ability to interpret legal and compliance documents, strong organizational skills, and attention to detail. A Bachelor's degree is preferred.
KNOWLEDGE:
- Research and statistical methods.
- Federal, state, and local laws and regulations.
- Data management and reporting systems.
- Proficiency in Excel, Word, PowerPoint.
- Finance and investments.
Education: Bachelor's Degree (preferably in Finance)
Experience: 0-3 years in Statistics or related field
OR 4-6 years of relevant experience
Certificates, Licenses, Registrations: None
PHYSICAL WORKING CONDITIONS:
Office environment with minimal lifting; some travel required.
NOTES:
FLSA:
Non-Exempt
Candidates must pass a criminal background check with fingerprinting.
Telework available every Monday and Friday.
to view the State of Wyoming Classification and Pay Structure.
URL:
The State of Wyoming is an Equal Opportunity Employer supporting ADA accommodations for applicants with disabilities.
Class specifications are subject to change; please consult the A & I HRD website for the most recent version. #J-18808-Ljbffr
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