Securities Compliance & Trade Oversight Lead
Listed on 2026-10-18
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
U.S. Bank in Cincinnati seeks a Senior Compliance Supervisor to oversee securities transactions and new accounts, ensuring adherence to FINRA, MSRB, OCC, and internal policies.
You will partner with the Regional Manager to enforce compliance, review and approve trades, and train staff on regulatory requirements. This role emphasizes data interpretation, collaboration, and risk awareness.
The following opportunity is for a Securities Compliance & Trade Oversight Lead with U.S. Bank.
This role, Securities Compliance & Trade Oversight Lead at U.S. Bank, could be your next career step.
Are you ready to take on the Securities Compliance & Trade Oversight Lead role at U.S. Bank?
We would love to welcome a new Securities Compliance & Trade Oversight Lead to our organisation in Cincinnati, OH, United States.
For the Securities Compliance & Trade Oversight Lead position at U.S. Bank, we are reviewing applications now.
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