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Regulatory Assurance Advisor — Financial Planning; DipPFS

Job in Cirencester, Gloucestershire, GL7, England, UK
Listing for: St. James's Place
Full Time position
Listed on 2025-12-30
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Job Description & How to Apply Below
Position: Regulatory Assurance Advisor — Financial Planning (DipPFS)
A financial services firm in the UK is seeking an Associate to conduct suitability assessments across various business submissions. The ideal candidate will hold a Level 4 Diploma in Regulated Financial Planning and possess financial services experience. Responsibilities include providing feedback, acting as a subject matter expert, and supporting team collaboration. Competitive benefits include substantial annual leave and a discretionary bonus scheme.
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