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Wealth Management Compliance Specialist

Job in Clayton, Kent County, Delaware, 19938, USA
Listing for: Moneta
Full Time position
Listed on 2026-10-17
Job specializations:
  • Finance & Banking
    Wealth Management, Regulatory Compliance Specialist, Financial Services
Salary/Wage Range or Industry Benchmark: 65000 - 90000 USD Yearly USD 65000.00 90000.00 YEAR
Job Description & How to Apply Below

Moneta, a fiduciary fee-only Registered Investment Adviser, is seeking a Compliance Specialist to join a small, dynamic team. Responsibilities include reviewing client engagement details, monitoring advisory fees and trade records, and supporting supervision of advisors.

The role offers a full-time, exempt schedule with comprehensive benefits. Ideal candidates have a Bachelor’s degree and 3+ years in a professional or compliance setting within wealth management.

Are you ready to take on the Wealth Management Compliance Specialist role at Moneta?

This role, Wealth Management Compliance Specialist at Moneta, could be your next opportunity.

We would love to welcome a new Wealth Management Compliance Specialist to our team in Clayton, MO, United States.

For the Wealth Management Compliance Specialist position at Moneta, we are reviewing applications now.

Step into the Wealth Management Compliance Specialist role at Moneta in Clayton, MO, United States and grow with us.

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