Chief Compliance Officer

Department:
Executive Team

Reports To:

CEO

Location:

Colorado Springs, CO Oakbrook Terrace, IL Hybrid In‑Person Fully Remote

FLSA Status:
Exempt

Position Type:
Permanent — Full-time

The HIS Envoys Group of companies is a faith-driven financial firm committed to helping individual families, family offices, businesses, and nonprofits steward their God entrusted resources for Kingdom impact. We partner with and serve a wide range of both individual and institutional clients—including churches, ministries, rescue missions, retreat centers, and values-driven for-profit organizations—providing investment, retirement, and financial consulting solutions that align with biblical principles.

Our team shares a deep commitment to our clients’ mission and values. We believe stewardship is a calling, not just a job. Whether serving a nonprofit ministry or a faith-led business, we approach every client relationship with integrity, clarity, and long-term vision. Our Biblically Responsible Investing (BRI) strategies reflect this conviction, helping clients pursue both financial growth and eternal impact. HIS is committed to providing BRI investment solutions tailored to the needs and values of its clients and others that utilize our BRI models through SMA’s and CITs.

Harvest is a stewardship company and adheres to the biblical principle that it all belongs to God, and because it’s all HIS, we are stewards of resources that we do not own, but have been trusted to us to manage.

At HIS Envoys Group you’ll find a place where your professional expertise and your faith-driven purpose come together. We foster a collaborative, high-performance environment where team members are encouraged to grow, lead, and make a meaningful difference in the lives of those we serve.

The Chief Compliance Officer (CCO) serves as the organization’s senior authority on all regulatory and operational compliance matters, ensuring alignment with applicable federal and state laws, industry standards, and internal policies. This strategic leadership role provides executive oversight across all entities under the HIS Group umbrella, including advisory in both private wealth and retirement plans, and investment model management. As a key partner to the CEO and executive team, the CCO helps protect the firm’s reputation, mitigates risk, and advances the organization’s mission through compliance excellence.

The CCO serves as the authority on compliance interpretation and application.

• Enterprise Compliance Leadership:
  Provide executive oversight of the firm’s compliance function across all business units and entities. Design and maintain a robust compliance program that protects the organization’s integrity, advances mission-aligned practices, and ensures regulatory adherence.
• Regulatory Interpretation and Application:
  Interpret and apply complex federal and state regulations, including SEC, DOL, ERISA, and FINRA requirements, across organizational operations and service lines. Ensure consistent alignment with fiduciary standards and legal obligations.
• Policy Development and Enforcement: , revise, and enforce firmwide compliance policies and procedures. Ensure internal controls and documentation meet all applicable regulatory standards and support the firm’s values-driven approach to stewardship.
• Regulatory Monitoring and Risk Mitigation:
  Monitor changes in laws, rules, and industry practices. Assess risk exposure and implement proactive measures to maintain firmwide compliance and operational resilience.
• Audit and Examination Readiness:
  Lead internal reviews and risk assessments. Prepare the firm for all regulatory exams and audits, including SOC 1, and coordinate responses to findings,…