Senior Trade Surveillance & Compliance Lead
Listed on 2026-10-12
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Confidential, a leading investment firm, seeks a Senior Manager, Trade Surveillance to oversee the firm's trading compliance monitoring across investment activities. The role partners with legal, compliance, operations, and technology to strengthen processes and controls.
You will guide pre-trade and post-trade surveillance, assess alerts, investigate exceptions, and support regulatory examinations while mentoring traders and portfolio managers.
For the Senior Trade Surveillance & Compliance Lead position at Confidential, we are reviewing applications now.
We are currently recruiting a Senior Trade Surveillance & Compliance Lead for our team in Columbus, OH, United States.
This is a genuine role to take on the Senior Trade Surveillance & Compliance Lead role at Confidential.
As a Senior Trade Surveillance & Compliance Lead, you will play an important part at Confidential in Columbus, OH, United States.
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