Senior Compliance Officer, Advisory; SENIO

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012006) role at Centennial Bank

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012006) role at Centennial Bank

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The Senior Compliance Officer, Advisory, is responsible for providing

guidance related to bank regulatory compliance requirements in a

leadership advisory capacity and serving as a subject matter resource to

the Advisory Department and all lines of business. The Senior Compliance

Officer, Advisory serves in a backup leadership capacity to the Managing

Director of Compliance Advisory.

*** This position is available at any Centennial Bank location.**
* ** ESSENTIAL DUTIES AND RESPONSIBILITIES*
* 1  Remain current with the changes to state and federal banking laws

and regulations affecting the management, operations, and product

offerings of the bank. This duty is performed daily, about 10% of the

time

2  Coordinate with operating departments to ensure adherence to laws

and regulations relating to new or revised products and services

offerings of the bank. This duty is performed daily, about 5% of the

time.

3  Make recommendations concerning compliance training through

coordination and supporting the banks training department related to

various compliance reviews. This duty is performed weekly, about 5% of

the time.

4  Provide senior management with information to accurately determine

the banks extent of compliance. This duty is performed monthly, about

10% of the time.

5  Maintain confidentiality on all Audit and Risk Committee files,

records, work papers, minutes, etc. This duty is performed daily, about

5% of the time.

6  Schedule meetings with the operating units and managers to provide

information on compliance changes that affect their respective areas.

This duty is performed as needed, about 5% of the time.

7  Obtain continuing education related to job duties. This duty is

performed as needed, about 5% of the time.

8  Develop and manage strong working relationships with business units

and Advisory staff. This duty is performed daily, about 10% of the time.

9  Assist with Compliance Risk Assessments of business units and

programs. This duty is performed as needed, about 10% of the time.

10  Provide expert regulatory advice, challenge, and oversight on

compliance matters to business units. This duty is performed daily,

about 5% of the time.

11  Assist with Third Party Vendor Risk Assessments on

compliance-related items. This duty is performed as needed, about 5% of

the time.

12  Communicate a comprehensive view of regulatory risk to lines of

businesses. This duty is performed monthly, about 5% of the time.

13  Participate in the planning and due diligence phases of the

Companys various acquisition projects. This duty is performed as needed,

about 5% of the time.

14  Serve as advisor to Compliance Officer I and Compliance Officer II

advisory employees. This duty is performed daily, about 5% of the time.

15  Provide business units with periodic updates of Bank policies and

procedures. This duty is performed as needed, about 5% of the time.

16  Prepare reports to management on training, regulatory change, and

other ongoing compliance-related activities in the department. This duty

is performed monthly, about 5% of the time.

17  Complete required BSA/AML training and other compliance training as

assigned. This duty is performed quarterly.

18  The ability to work in a constant state of alertness and in a safe

manner. This duty is performed daily.

19  Perform any other related duties as required or assigned.

** QUALIFICATIONS*
* To perform this job successfully, an individual must be able to perform

Each Essential Duty Mentioned Satisfactorily. The Requirements Listed

below are representative of the knowledge, skill, and/or ability

required.

** EDUCATION AND EXPERIENCE*
* Broad knowledge of such fields as accounting, marketing, business

administration, finance, e c. Equivalent to a four-year…