Regulatory Compliance Reviewer — Marketing Communications
Listed on 2026-10-08
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Business
Regulatory Compliance Specialist
Fidelity is seeking a Registered Principal associate (RP) to review outbound communications for regulatory and policy compliance. The RP will identify non-compliant materials and coordinate with compliance and content owners to ensure compliant communications reach customers.
An onsite role with emphasis on ERISA, IRS/DOL, FINRA and SEC regulations;
Series licenses required; strong communication and risk assessment skills are essential to success.
We have an opening for a Regulatory Compliance Reviewer — Marketing Communications in Covington, KY, United States within Legal, Consulting.
All applications are reviewed carefully by our team.
The position is based in Covington, KY, United States.
This opportunity is part of our work in Legal, Consulting.
The advertised compensation is 105..
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
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