Director, Fiduciary Compliance & PEP Audits
Listed on 2026-10-16
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst, Wealth Management -
Management
Regulatory Compliance Specialist, Risk Manager/Analyst, Wealth Management
Fidelity Investments Inc. in Covington, KY is seeking a Director, Fiduciary Activities, DC Innovation, to lead governance and compliance for Fidelity's Pooled Employer Plan (PEP) offerings.
You will own end-to-end PEP plan audits, coordinate fiduciary and investment oversight committees, and manage regulatory testing including NDT, payroll validation, QNEC, and 5500 preparation. You will collaborate with Product, Operations, Finance, Legal, Risk, and external auditors to ensure audit-ready
This is a genuine opening to take on the Director, Fiduciary Compliance & PEP Audits role at Fidelity Investments Inc.
Are you ready to take on the Director, Fiduciary Compliance & PEP Audits role at Fidelity Investments Inc.?
We would love to welcome a new Director, Fiduciary Compliance & PEP Audits to our organisation in Covington, KY, United States.
For the Director, Fiduciary Compliance & PEP Audits position at Fidelity Investments Inc., we are reviewing applications now.
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