Compliance Manager - Fund Services
Listed on 2026-02-14
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Finance & Banking
Regulatory Compliance Specialist
Our client is recruiting a Compliance Manager to provide hands‑on support within their Compliance function for Fund Services! The role combines regulatory engagement, compliance monitoring and advisory support within a well‑established financial services environment.
Duties for this role include, but are not limited to:- Liaising with regulators and relevant authorities as required, including assisting with correspondence and monitoring commitments.
- Supporting the management of regulatory inspections and agreed remediation actions.
- Assisting with annual declarations and regulatory filings.
- Providing day‑to‑day compliance advice and guidance to business stakeholders.
- Monitoring regulatory publications and legislative developments, supporting the regulatory change process.
- Assisting with the design, implementation and maintenance of compliance manuals, policies and procedures, including AML/CFT frameworks.
- Supporting the Compliance Monitoring Programme and Operational Business Risk Assessment processes.
- Conducting screening processes and reviewing results in line with internal procedures.
- Acting as a Compliance Signatory where required.
- Maintaining compliance registers and regulatory documentation.
- Supporting new business take‑on processes, including CDD review and compliance oversight.
- Assisting with the preparation of board reports, statistics and compliance updates.
- Delivering or supporting internal compliance training initiatives.
- Attending board-approved committees and contributing to meeting materials.
- Supporting group‑wide compliance initiatives and projects as required.
The ideal candidate will have a minimum of 5 years' industry experience, with at least 3 years within a Compliance function, ideally within fund services or a regulated fiduciary environment. A professional compliance qualification such as ICA (or equivalent) is preferred. Candidates should demonstrate strong knowledge of Guernsey regulatory and AML frameworks, alongside excellent analytical, investigative and communication skills. The successful candidate will be highly organised, commercially aware and confident engaging with regulators, boards and internal stakeholders, with the ability to manage workflow effectively and uphold the highest standards of professional integrity.
For a full job description or further information on this role please call 711188, or email
If you wish to apply for this role, please submit your CV via the Apply Now button below.
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