Senior Compliance & Risk; Onboarding Analyst

Senior Compliance & Risk (Onboarding) Analyst

Job

This is a fantastic opportunity for an experienced Compliance & Risk professional to join a respected organisation where you'll play an integral role in managing client onboarding, mitigating regulatory risk, and supporting the ongoing development of the compliance function.

• Support the delivery and continuous improvement of the organisation's compliance and risk framework.
• Manage and oversee client onboarding processes, ensuring all due diligence requirements are completed accurately and efficiently.
• Review client due diligence documentation, conduct risk assessments and verify beneficial ownership information.
• Carry out AML, sanctions and screening checks using relevant systems and open-source research.
• Monitor client relationships and identify, investigate and escape potential compliance or risk concerns.
• Maintain accurate compliance records, audit trails and client files in line with regulatory requirements.
• Assist with the development, implementation and review of compliance policies, procedures and governance documentation.
• Monitor regulatory developments and support the assessment of their impact on the business.
• Assist with internal audits, compliance monitoring programmes and testing activities.
• Maintain compliance risk registers and monitor the progress of remediation actions.
• Support business improvement initiatives, technology projects and operational change relating to compliance and risk.
• Prepare reports and management information for senior stakeholders.
• Provide guidance and support to colleagues on compliance-related matters and onboarding requirements.
• Support the delivery of compliance training and help promote a strong culture of regulatory awareness across the business.

The ideal candidate will have previous experience in compliance, risk, CDD/KYC or client onboarding, with a strong understanding of AML/CFT/CPF regulations and best practice. You'll be analytical, highly organised and detail-oriented, with experience conducting risk assessments, reviewing client due diligence documentation and maintaining accurate records. You'll possess excellent communication and report-writing skills, be confident handling confidential information with discretion, and be able to manage multiple priorities effectively.

Proficiency in Microsoft Word and Excel is essential, while a relevant compliance qualification (or working towards one) would be advantageous.