Compliance Policy & Regulatory Engagement Lead

Compliance Policy & Regulatory Engagement Lead

Job

Our client is seeking a Compliance Policy & Regulatory Engagement Lead to play a pivotal role in shaping compliance strategy, regulatory engagement and policy development!

• Leading the development, maintenance and implementation of the firm's compliance framework, including AML, CFT, CPF and sanctions.
• Acting as a key point of contact for regulatory engagement with local authorities.
• Preparing, reviewing and submitting regulatory reports and communications in line with guidance and deadlines.
• Coordinating and managing regulatory visits, inspections and consultations.
• Monitoring regulatory developments and ensuring policies and procedures remain current and compliant.
• Drafting, reviewing and enhancing compliance policies, procedures and control frameworks.
• Overseeing compliance analytics, data quality and management information reporting.
• Supporting the preparation, review and presentation of risk assessments and compliance reports to senior committees.
• Leading and coaching compliance team members, managing workload and quality standards.
• Providing advisory guidance to the wider business on compliance, regulatory and financial crime matters.
• Supporting compliance-related projects, remediation initiatives and continuous improvement programmes.

The ideal candidate will have strong experience within compliance, risk or regulatory functions, with a thorough understanding of relevant Channel Islands laws and regulatory expectations. They will be confident engaging with regulators and senior stakeholders, capable of drafting high-quality policies and reports, and able to apply a commercial mindset to compliance solutions. A relevant professional qualification is required, alongside strong leadership, analytical and communication skills.

Experience in financial crime, regulatory reporting or acting as an MLRO or Deputy MLRO would be advantageous.

For a full job description or further information on this role please call 711188, or email

If you wish to apply for this role, please submit your CV via the Apply Now button below.