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Regulatory Compliance Manager
Job in
Dallas, Dallas County, Texas, 75215, USA
Listed on 2026-01-06
Listing for:
Switch'd
Full Time
position Listed on 2026-01-06
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
This candidate should have in depth knowledge of one or more of these jurisdictions and be willing to become an expert on all of these jurisdictions eventually. Some of the things this position will be responsible for:
- confirming initial and ongoing indemnity payments are timely
- investigating and responding to official complaints
- coordinating and working with outside auditors when we have audits performed by brokers, clients, carriers and the jurisdictions
- investigate what is driving penalties and come up with effective solutions to significantly reduce the penalties we're paying
- potentially assisting TM's with special projects
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