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Regulatory Compliance Specialist

VP of AML Compliance: Regulatory Risk Leader

Job in Dallas, Dallas County, Texas, 75215, USA
Listing for: Moomoo Inc.
Full Time position
Listed on 2026-01-12
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
  • Law/Legal
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 125000 - 165000 USD Yearly USD 125000.00 165000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm is looking for a VP/AML Compliance to oversee and manage their compliance program. The role requires significant AML experience within a FINRA-registered broker-dealer, with responsibilities including monitoring compliance with regulations and leading a dedicated team. Applicants should have the FINRA Series 7 and Series 24 licenses, alongside excellent communication skills. The expected salary for this role ranges from $125,000 to $165,000 and is located in Texas, with no remote options available.
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