Senior Regulatory Compliance Analyst — Fintech Navigator
Listed on 2026-10-11
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Finance & Banking
Regulatory Compliance Specialist, FinTech, Crypto & DeFi, Financial Services
Apex Fintech Solutions is seeking a seasoned Senior Compliance Analyst (Regulatory) to support broker/dealer compliance programs. You will report to the Sr. Manager, Compliance (Regulatory) and ensure adherence to FINRA, SEC, and other regulators.
The role emphasizes robust policy implementation and regulatory examinations. The candidate should bring 5+ years in broker/dealer compliance, with licenses such as Series 7/24 preferred.
The Senior Regulatory Compliance Analyst — Fintech Navigator role at PEAK6 is now open for applications in Dallas, TX, United States.
This opportunity is for the Senior Regulatory Compliance Analyst — Fintech Navigator role at PEAK
6.
We are seeking a motivated Senior Regulatory Compliance Analyst — Fintech Navigator to join PEAK6 in Dallas, TX, United States.
Consider building your career as a Senior Regulatory Compliance Analyst — Fintech Navigator at PEAK
6.
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