Compliance Manager - Trading & Outside Activities
Listed on 2026-10-16
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Finance & Banking
Regulatory Compliance Specialist
Morgan Stanley in Dallas is seeking an EIAC Professional to join its Legal & Compliance team. You will act as the Compliance Manager for assigned Wealth Management employees, guiding outside business activity disclosures and private investment reviews in line with Firm policies.
You will collaborate with risk teams and the EIAC Mumbai team, support regulatory inquiries, and help maintain strong communication with designated managers to ensure timely and accurate compliance across the
Step into the Compliance Manager
- Employee Trading & Outside Activities role at Morgan Stanley in Dallas, TX, United States and grow with us.
We are currently recruiting a Compliance Manager
- Employee Trading & Outside Activities for our team in Dallas, TX, United States.
This is a strong position to take on the Compliance Manager
- Employee Trading & Outside Activities role at Morgan Stanley.
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