Associate Principal, Internal Audit, Information Technology & Security

Associate Principal, Internal Audit, Information Technology & Security### Associate Principal, Internal Audit, Information Technology & Security Apply:
Dallas, TX:
Full time:
Posted Yesterday:
REQ-4911# ** * * *
* * THIS POSITION IS NOT ELIGIBLE FOR VISA SPONSORSHIP * * *
* ****** To be considered for this position, applications and resumes are accepted only through our careers site by directly applying to the posted job. We do not accept unsolicited resumes or sales solicitations from staffing agencies. Any OCC employee wishing to submit a referral must do so through their Workday account. Any resume submitted outside of an active job posting will not be considered for employment.
***** What You'll Do:
** This role will support and lead independent assessments of OCC's Information Technology and Security environment, risk management, and other objectives as needed. The role is responsible for determining the sufficiency of management's controls and activities related to the management of regulatory, operational, and strategic risks and presenting recommendations for improvements to the engagement management and the auditee.  
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* Primary Duties and Responsibilities:

** To perform this job successfully, an individual must be able to perform each primary duty satisfactorily.

Responsibilities will be aligned, but not limited, to three pillars:

Delivery
* Support the team on delivery of assigned audits within the annual audit plan.
* Support the team confirming a professional auditee experience.
* Owning the audit quality, accuracy of results, and delivery in a timely manner.
* Proactively identify regulatory, operational, and/or strategic risks to the organization and bring them to your engagement team.
* Evaluate exceptions or inefficient practices for root causes and propose advice and recommendations for achievable solutions.
* Leading audits related to organization changes including business requirements definitions, technology implementations (e.g.,  change management, security), engagement and alignment of change initiatives to business objectives.

Quality
* Maintaining an understanding of policies, procedures, standards, and supporting technologies, and educating staff accordingly, to effectively identify potential risks and alternatives to mitigate risk exposure leveraging leading practices.
* Ability to understand professional principles and standards (e.g., AICPA, IIA IPPF, COBIT, NIST CSF) and the relevancy to risk management and impact on policies and procedures. In addition, leveraging these principles and standards to test and evaluate corporate risk management processes and controls.
* Keeping current on best practices and emerging risks within the financial services industry and making recommendations for improvements as necessary.

Leadership
* Supporting effective relationships with business groups and leadership and partnering with management  
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* Supervisory Responsibilities:

*** None  
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* Qualifications:

** The requirements listed are representative of the knowledge, skill, and/or ability required.  Reasonable accommodations may be made to enable individuals with disabilities to perform the primary functions.

Qualifications & Experience will be required, but not limited, to:
** Qualifications
* ** Ability to communicate clearly and effectively, both orally and in writing, including the ability to handle potentially sensitive situations and discussions.
* Strong problem solving and analytical capabilities.
* Demonstrated ability to gather, analyze, and evaluate facts, and prepare and present concise oral and written reports.
* Ability to work independently or as part of a team, prioritizing multiple audit assignments to simultaneously complete each in a timely fashion.
** Experience
* ** Experience…