Compliance Administrator
Listed on 2026-10-16
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Insurance
Assist the Compliance Manager in processing state surplus lines filings in accordance with established Brown & Riding values, goals, and procedures.
Essential Functions:- Meets quality standards in preparing and submitting surplus lines filings in a timely and accurate manner according individual state requirements. Prepares and submits filings using manual paperwork or filing websites. Uses periodic reports to ensure timely filing.
- Reconciles amounts payable to the regulatory agencies in higher volume states.
- Monitor and track tags received from the state SLA departments and sends weekly report to all applicable parties.
- Assists Team Lead with training new Compliance staff.
- Advises on home state determinations based NRRA guidelines.
- Adds and maintains records for both retail agencies and carriers.
- Responsible for keeping internal Surplus Lines references up to date.
- Assists with monitoring the Compliance Helpdesk.
- Other duties as assigned
Skills Required:
- Exceptional attention to detail, organization, follow-up, oral and written communication skills
- Able to work and solve problems independently
- Exhibit good listening skills and a willingness to help and support others
- Intermediate skill level in PC software (Word, Excel and other software, as required)
- Utilizes reasoning ability to define problems, collect data, establish facts and draw conclusions
- Preference for post high school education
Location Dallas Office
About the Organization Brown & Riding is a wholesale insurance brokerage committed to our Mission, Culture, and Values.
Our Mission:
To achieve the best results for our clients by setting the standard of excellence for the wholesale insurance brokerage industry, and build a great firm that attracts, develops, inspires, and retains outstanding people.
Our Culture:
Makes us unique and a formidable competitor in the marketplace. It allows our clients, markets, and people to build and enjoy an entirely new wholesale experience.
Our Values:
Our organizing principles. They ground us and provide guidance in the face of adversity. Brown & Riding stands for: TEAMWORK, QUALITY, and PROFESSIONALISM.
Exempt/Non-Exempt Non-Exempt
This position is currently accepting applications.
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