Senior Audit Manager, Corporate Compliance; Hybrid

Senior Audit Manager, Corporate Compliance (Hybrid)

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations.

Capital One is seeking an energetic, self-motivated Audit Senior Manager interested in becoming part of our Audit team. In this role as a member of the Corporate Compliance Audit Team, the candidate will have the opportunity to lead professional internal auditing work that involves conducting compliance-related audit projects and providing input to the annual audit plan.

Responsibilities include:

• Plan, perform, and lead large/complex compliance-related audits at the enterprise level as well as other diverse lines of business and specialty areas.
• Help to implement the team's strategic imperatives/priorities.
• Establish and build working relationships with internal and external management.
• Provide significant input into the development of the annual audit plan.
• Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes.
• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
• Communicate the results of audit projects to management (written reports/oral presentations).
• Manage staff during audit engagements and provide feedback on work performed.

Here's what we're looking for in an ideal teammate:

• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions and test assumptions.
• You seek to deepen relationships and shared objectives with your business partners to deliver an elevated value proposition and outstanding business results.
• You’re a firm believer that data will only make you a better Auditor. This part will require looking at some data, so you’ll want to ensure that analytics doesn’t scare you off.
• You're a strong people leader and teacher. You have a passion for coaching and investing in the development of your team.
• You create energy and an environment that makes it easy to attract, hire, and retain top talent.

Basic Qualifications:

• Bachelor’s Degree or military experience
• At least 7 years of experience in auditing, compliance, risk management or a combination
• At least 5 years of experience in leading audit engagements or performing in the role of auditor-in-charge
• At least 1 year of experience in people management

Preferred Qualifications:

• 5+ years of experience in one or more areas of compliance, such as consumer compliance or brokerage compliance.
• 10+ years of experience in banking or the financial services industry
• 2+ years of experience with data analytics tools in support of internal audit
• 1+ years of experience with privacy compliance in the financial services industry
• Certified Regulatory Compliance Manager (CRCM);
  Certified Internal Auditor (CIA) or Certified Public Accountant (CPA)

Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws.