AML Sr Investigator III- List Screening Operations; LSO

AML Sr Investigator III – List Screening Operations (LSO)

Join to apply for the AML Sr Investigator III – List Screening Operations (LSO) role at Capital One
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The AML Senior Investigator III is responsible for direct supervision, development, training, and education of a team of investigators. The associate is also responsible for planning and conducting processes related to anti‑money laundering and global sanction activities as well as managing the workflow of the AML team.

Capital One's List Screening Operations (LSO) performs screening, research, and disposition work for the Economic Sanctions Compliance Program, ensuring compliance with federally‑mandated economic sanctions. This program targets dangerous or criminal individuals, organizations, and governments to deny them access to financial services. Additionally, LSO conducts screening, research, and disposition against various lists, including Financial Crime Enforcement Network (FinCEN), Negative News, and Politically Exposed Person (PEP).

LSO also supports Anti‑Money Laundering (AML) processes, which may involve suspicious activity investigations, Currency Transaction Report (CTR) monitoring, customer due diligence, and enhanced due diligence.

• Operational management – supervise daily workflow, operational queues, and metrics.
• Manage, develop, train, and lead a team of investigators.
• Write and deliver performance reviews, including development action plans.
• Contribute to internal projects, maintain policies and procedures, and perform quality‑assurance reviews.
• Assess internal trends, external regulatory findings, and current money‑laundering risk inquiries to make policy recommendations.
• Report potential findings to management in a timely manner, verbally and in writing.
• Conduct, review, and evaluate findings using AML/KYC/CIP knowledge.
• Subject‑matter expert (SME) in AML – provide direction and assistance on AML‑related issues and investigations.
• Strong analytical writing and communication skills; excellent organizational and time‑management skills.

• High School Diploma, GED, or equivalent certification.
• At least 3 years of Anti‑Money Laundering (AML) experience within financial services.
• At least 2 years of people‑management experience.

• Bachelor’s Degree.
• 4+ years of AML experience within the financial services industry.
• 3+ years of people‑management experience.
• 1+ year of process‑management experience.
• Certified Anti‑Money Laundering Specialist (CAMS) or Certified Global Sanctions Specialist (CGSS) certification.

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Minimum and maximum full‑time annual salaries for this role vary by location (examples given in the posting). Eligible candidates may also earn performance‑based incentive compensation.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well‑being. Eligibility varies based on full or part‑time status, exempt or non‑exempt status, and management level.

No agencies please. Capital One is an equal‑opportunity employer (EOE, including disability/​vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1‑800‑304‑9102 or via email at Recruitin All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).