AML Sr Investigator III- List Screening Operations; LSO

AML Sr Investigator III
- List Screening Operations (LSO)

The AML Senior Investigator III is responsible for the direct supervision, development, training, and education of a team of investigators. The associate is also responsible for planning and conducting processes related to anti‑money laundering and global sanctions activities, as well as managing the workflow of the AML team. Capital One's List Screening Operations (LSO) performs screening, research, and disposition work for the Economic Sanctions Compliance Program, ensuring compliance with federally‑mandated economic sanctions.

This program targets dangerous or criminal individuals, organizations, and governments to deny them access to financial services. LSO also supports Anti‑Money Laundering (AML) processes, which may involve suspicious activity investigations, Currency Transaction Report (CTR) monitoring, customer due diligence, and enhanced due diligence.

• Operational management: supervise daily workflow, operational queues, and metrics
• Manage, develop, train, and lead a team of investigators
• Write and deliver performance reviews, including development action plans
• Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews
• Assess internal trends, external regulatory findings, and current money laundering risk inquiries to make policy recommendations
• Report potential findings to management in a timely manner, verbally and in writing
• Conduct, review, and evaluate findings using AML/KYC/CIP knowledge
• Subject matter expert (SME) in AML; provide direction and assistance on AML related investigations
• Strong analytical writing and communication skills, and excellent organizational and time‑management skills

• High School Diploma, GED or equivalent certification
• At least 3 years of Anti‑Money Laundering (AML) experience within financial services
• At least 2 years of people management experience

• Bachelor’s Degree
• 4+ years of AML experience within financial services industry
• 3+ years of people management experience
• 1+ year of process management experience
• Certified Anti‑Money Laundering Specialist (CAMS) or Certified Global Sanctions Specialist (CGSS) certification

Capital One will not sponsor employment authorization for this position.

• Chicago, IL: $106,700 - $121,700
• Jericho, NY: $128,000 - $146,100
• McLean, VA: $117,300 - $133,900
• New Orleans, LA: $106,700 - $121,700
• Plano, TX: $106,700 - $121,700
• Richmond, VA: $106,700 - $121,700
• Riverwoods, IL: $106,700 - $121,700
• Wilmington, DE: $106,700 - $121,700

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well‑being.

Capital One is an equal‑opportunity employer (EOE, including disability and veteran status) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace.

Mid‑Senior level

Full‑time

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