Sr. Registered Advertising Compliance Analyst - Financial Group/Financial Advisors
Listed on 2026-10-18
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Business
Regulatory Compliance Specialist, Financial Compliance
Job Family Regulatory Compliance
About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential of leveraging the talents of a diverse workforce. We embrace an environment where employees enjoy a balance between their careers, families, communities, and personal interests. Ultimately, we appreciate the uniqueness of a company where talented professionals work collaboratively in a positive environment — one focused on helping people look forward and plan for the best life possible while providing tools and solutions that make it easier to get there.
WhoWe Are
We believe everyone deserves to live their best life. More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life. Today, we’re part of an international holding company, with millions of customers and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people make the most of what’s important to them.
We’re empowered by a vast agent network covering North America, with diversity to match. Together with our nonprofit research institute and foundation, we tune in, step up, and are a force for good — for our customers and the communities where we live and work.
United in our purpose, we help people create the financial freedom to live life on their terms.
What We DoTransamerica is organized into three distinct businesses. These include
1) World Financial Group, including Transamerica Financial Advisors,
2) Protection Solutions and Savings & Investments, comprised of life insurance, annuities, employee benefits, retirement plans, and Transamerica Investment Solutions, and
3) Financial Assets, which includes legacy blocks of long term care, universal life, and variable and fixed annuities. These are supported by Transamerica Corporate, which includes Finance, People and Places, General Counsel, Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which covers Communications, Brand, and Government and Policy Affairs. Transamerica employs nearly 7,000 people. It’s part of Aegon, an integrated, diversified, international financial services group serving approximately 23.9 million customers worldwide.
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Independently review advertising, marketing, and communications materials to support compliance with company standards and applicable regulatory requirements. Apply broad knowledge of advertising compliance concepts and principles to evaluate complex materials to enable the organization.
Responsibilities- Independently review, analyze, edit and approve business-line advertising, marketing, and communications materials while researching and interpreting applicable regulatory requirements, guidance, and policy changes to ensure compliance with company standards and regulatory expectations.
- Evaluate complex advertising submissions, identify regulatory and reputational risk, and determine appropriate remediation or escalation.
- Provide guidance and support to business partners, sales, marketing, product teams, representatives, supervisors, and other stakeholders regarding advertising compliance standards.
- Maintain required records, approvals, documentation, and evidence supporting advertising review activities in accordance with applicable recordkeeping requirements.
- As applicable, determine whether advertising materials require regulatory filing and coordinate filings with FINRA, state insurance departments, or other regulators as needed.
- Identify, recommend, and help implement new or enhanced practices, procedures, tools, and controls to improve advertising review quality, consistency,…
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