Senior Compliance Analyst

Why work for us?

A career at Janus Henderson is more than a job, it's about investing in a brighter future together.

Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world‑class service. We will do this by protecting and growing our core business, amplifying our strengths and diversifying where we have the right.

Our Values are key to driving our success, and are at the heart of everything we do:

Clients Come First - Always | Execution Supersedes Intention | Together We Win | Diversity Improves Results | Truth Builds Trust

If our mission, values, and purpose align with your own, we would love to hear from you!

The Senior Compliance Analyst performs a variety of activities in the Corporate Compliance group related to the design and implementation of Janus Henderson Investors' compliance program under Rules 38a-1 and Rule 206(4)-7. The key duties and responsibilities include:

• Prepare quarterly and annual chief compliance officer (CCO) reports under Rule 38a-1 and annual CCO reports under Rule 206(4)-7
• Prepare annual and other‑than‑annual updates to the Janus Henderson Investors Form ADV Part 2A and Part 2B brochure and brochure supplements
• Review compliance attestations and responses to compliance content in requests for proposals (RFPs) and due diligence questionnaires (DDQs)
• Administer policy management system and global policy management framework, including development of policy summaries and material change summaries, and maintain Janus Henderson Investors' compliance manual
• Support or complete industry surveys, organizational commitments (e.g., CFA Asset Manager Code), and client reports or requests (e.g., Section 15(c) agreement reviews)
• Administer employee attestations and certifications in support of Janus Henderson Investors' compliance program
• Review risk alerts, enforcement actions, consent orders, guidance, frequently asked questions, and other regulatory communications and consider their impacts on Janus Henderson Investors' compliance program
• Research and stay abreast of relevant legal, regulatory, business and market developments
• Support or complete compliance risk assessments and perform testing, monitoring and reviews in support of Janus Henderson Investors' compliance program
• Support and participate in oversight of key vendors and service providers from Compliance perspective, including annual reviews of fund service providers
• Participate in and attend internal and external committee, forum and working group meetings on behalf of Compliance where requested
• Provide support, advice and challenge to business partners on legal and regulatory matters while maintaining cooperative and productive relationships that help achieve the objectives of Janus Henderson Investors and its clients; and
• Carry out other duties as assigned

• Hybrid working and reasonable accommodations
• Generous Holiday policies
• Paid volunteer time to step away from your desk and into the community
• Support to grow through professional development courses, tuition/qualification reimbursement and more
• Maternal/paternal leave benefits and family services
• Complimentary subscription to Headspace - the mindfulness app
• Corporate membership to Class Pass and other health and well‑being benefits
• Unique employee events and programs including a 14er challenge
• Complimentary beverages, snacks and all employee Happy Hours

• Strong attention to detail and accuracy
• Excellent communication and research skills
• Outstanding analytical and critical thinking abilities
• High degree of judgment, integrity and professionalism
• Ability to manage multiple priorities and tasks simultaneously in a fast‑paced environment
• Ability to influence, collaborate, negotiate, and solve problems with business partners
• Solid understanding of financial concepts, financial services and public companies
• Advanced computer skills, including Microsoft Excel, Word, PowerPoint and Copilot

• Experience in a professional environment
• Bachelor's degree, preferably in a relevant field
• Three years of experience in…