Lead Compliance Analyst; Hybrid Funds & Advisers
Listed on 2026-10-16
-
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Accounting & Finance, Financial Services
Transamerica Asset Management is seeking a Lead Compliance Analyst for a hybrid role based in Denver (also Baltimore or Cedar Rapids). You will support TAM’s mutual funds, ETFs, CICs, and SMA accounts by maintaining compliance programs to prevent and resolve violations of federal securities laws.
The ideal candidate has a bachelor’s or higher and at least 5 years of mutual fund compliance experience, excellent communication and analytical skills, and proficiency with Microsoft Office 365.
The following opportunity is for a Lead Compliance Analyst (Hybrid) – Funds & Advisers with Aegon Asset Management.
Please review the full job details above before applying.
If your experience matches this role, we encourage you to apply.
All applications are reviewed carefully by our team.
The position is based in Denver, CO, United States.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).