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Part-Time Compliance File Checker
Job in
Derby, Derbyshire, DE1, England, UK
Listed on 2026-07-25
Listing for:
Focus Search and Selection
Part Time
position Listed on 2026-07-25
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Focus Search and Selection is seeking a File Checker to support its compliance function in the UK wealth management sector. The role involves reviewing adviser files across pensions, investments and protection to ensure suitability, robust documentation, and evidence of client outcomes.
You will work with the compliance team to embed Consumer Duty principles and maintain FCA regulatory adherence, with flexible, part-time hours and opportunities for professional development.
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