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Regulatory Compliance Specialist

OBA Compliance Analyst - Risk & Policy Specialist

Job in Des Moines, Polk County, Iowa, 50319, USA
Listing for: Cetera Financial Group
Full Time position
Listed on 2025-12-13
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
  • Business
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 59000 - 87000 USD Yearly USD 59000.00 87000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm in Des Moines is seeking a Compliance Associate to ensure adherence to policies and regulations. You will review Outside Business Activities, partner with compliance teams, and assist personnel in understanding firm policies. Ideal candidates will have a High School degree, 1-3 years of experience in Business Development Compliance, and required licenses. This full-time position offers a salary range of $59,000 to $87,000 plus a competitive bonus, with a comprehensive benefits package.
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