Compliance Officer, Finance & Banking

FX COMPLIANCE OFFICER

Regulatory Compliance

Maintain current knowledge of FX regulations across operating jurisdictions (offshore and onshore markets)

Ensure compliance with AML/KYC requirements, client onboarding procedures, and due diligence protocols

Monitor regulatory developments and advise management on compliance implications

Prepare and submit regulatory filings and reports to relevant authorities

Risk Management & Monitoring

Develop, implement, and maintain compliance policies, procedures, and controls

Conduct regular compliance audits and risk assessments of trading operations

Monitor client trading activity for suspicious patterns, market abuse, or regulatory breaches

Review marketing materials and client communications for regulatory compliance

Training & Advisory

Provide compliance training to staff across all departments

Advise business units on regulatory requirements affecting operations and strategy

Serve as primary liaison with external auditors and regulatory authorities

Maintain compliance documentation and audit trails

Required Qualifications

Bachelor's degree in Finance, Law, Business Administration, or related field

Minimum 5 years of compliance experience in FX brokerage, financial services, or banking

Deep understanding of AML/CTF regulations, KYC procedures, and offshore regulatory frameworks

Essential Skills

Strong analytical and risk assessment capabilities

Excellent attention to detail and organizational skills

Effective communication and stakeholder management abilities

Proficiency with compliance management systems and monitoring tools

Ability to work independently in a fast-paced, evolving environment

Key Competencies

Integrity and ethical judgment | Problem-solving abilities | Regulatory knowledge | Adaptability to changing regulations | Cross-functional collaboration