Financial Services Regulation Associate PQE

Financial Services Regulation Associate (4-6 PQE)

The firm is looking for a technically strong and commercially aware Associate with 4-6 years’ PQE to play a key role in advising on financial services regulation, compliance and regulatory investigations within a fast growing international practice.

The Financial Services Regulation Associate will join a well established international law firm with a strong presence across the Middle East, Europe and Asia. The firm is recognised for advising major financial institutions, asset managers, banks and investment firms on complex regulatory matters.

The Dubai office acts as a key regional hub for financial services work, supporting clients across the UAE and wider Middle East on regulatory compliance, licensing and governance matters.

The firm offers a collaborative and high performing environment with exposure to sophisticated international work and clear opportunities for career progression.

This is a full time position based in the firm’s Dubai office.

The Financial Services Regulation team advises financial institutions on a wide range of regulatory matters including licensing, compliance frameworks and regulatory investigations.

The successful Associate will play an important role advising clients on complex regulatory issues across the financial services sector.

The role will include:

• Advising financial institutions on regulatory frameworks across the UAE and wider Middle East
• Supporting clients with licensing applications and regulatory approvals
• Advising on ongoing regulatory compliance and governance matters
• Assisting clients with regulatory investigations and enforcement matters
• Drafting regulatory submissions, policies and internal compliance documentation
• Liaising with regulatory authorities including the DFSA and ADGM
• Working closely with colleagues across international offices on cross border matters

You will be a motivated and technically strong lawyer looking to develop your career within an international financial regulatory practice.

• 4-6 years’ PQE in financial services regulation
• Qualification as a solicitor in England & Wales
• Experience advising financial institutions on regulatory compliance and governance
• Strong knowledge of financial services regulatory frameworks
• Excellent drafting, analytical and communication skills
• Ability to manage complex matters within a fast paced international environment

Experience gained at a leading UK or international law firm is preferred.

• Competitive tax free salary and benefits package
• Exposure to complex international regulatory matters
• Opportunity to work with leading financial services clients across the Middle East
• Clear progression within a respected international firm
• Collaborative and high performing team environment in Dubai