Principal Technology Risk Analyst - Program & Regulatory Assurance

Fidelity will not provide immigration sponsorship for this position.

Job Description:

Title:

Principal Technology Risk Analyst

The Role The Enterprise Technology Risk group is seeking a passionate, driven and experienced professional to contribute to the Technology Risk Program and Regulatory Assurance CoE team. This role is responsible for performing regulatory and program management responsibilities, including designing and maintaining technology controls to support program and regulatory requirements.  This role will require networking and relationship management skills to collaborate with the Controls Testing team, and various business units and risk teams across the enterprise.

You will be working on:

Ensuring risk and control taxonomy aligns with enterprise standards

Developing and monitoring technology controls for security and compliance

Providing technical support and acting as liaison for technology risk management

Managing control updates, annual mapping, and testing requirements

Design, document, and maintain Risk and Control Matrices (RCMs/RACMs) across business and IT processes

Continuously improve and standardize control documentation and governance practices

Overseeing control certification process

Partnering with Control Testing team to track progress and remediation

Representing ETRA in enterprise control initiatives and special projects

Supporting regulatory activities, risk assessments, and examinations

Leading and supporting SOX 404 compliance, including control documentation

Reviewing SOC reports, assessing CUECs, and communicating control gaps

The Team The Technology Risk Program and Regulatory Assurance team is responsible for managing controls to support program requirements, monitoring the results of control testing to meet program requirements, and ensuring a consistent risk and control taxonomy is leveraged in accordance with enterprise best practices. Additionally, this team supports regulatory activities such as maintaining application, server, and database inventories by entity.  

Technology Risk is part of the broader Legal, Risk and Compliance group and partners with Corporate Audit, Enterprise Compliance, and Security to protect the interests of our customers, our employees, and Fidelity’s brand. You will also work closely with the Enterprise Technology Risk teams as well as Fidelity technology and business owners, and Operational Risk teams.

The Expertise and Skills You Bring5
-7 years’ experience in information technology risk, controls, or audit roles

Bachelor’s degree in computer science, technology, or a related field of study preferred

Professional technology and associated risk certifications (CISSP, CISA, CRISC, CISM), Certified risk/fraud examiners (CRE, CFE), and/or Cloud Certification(s) (CCSP, CCSK, AWS) preferred

Experience documenting controls for large scale financial service organizations (cloud, distributed, vendor solutions, mainframe, network environments, and AI)
Demonstrated technical abilities in multiple areas (e.g., technology infrastructure and application controls, cyber security, access management, network and cloud, resiliency, etc.)Working knowledge of Cloud security and controls and cloud technology environments (AWS/Azure, SaaS, PaaS)
You have a strong knowledge of information technology processes and controls, and a comprehensive understanding of risk, quality control and assurance functions

Your love of solving complex problems, and comfort with ambiguous situations, and your ability to help solution innovative ways to mitigate risk using your advanced analytical and critical thinking skills

Your ability to build and maintain collaborative working relationships with Information Technology and Business personnel to design effective controls

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