Regional Compliance Manager
Listed on 2026-11-05
-
Finance & Banking
Risk Manager/Analyst, Banking & Finance, Financial Compliance, Regulatory Compliance Specialist -
Management
Risk Manager/Analyst, Banking & Finance, Regulatory Compliance Specialist
Regional Compliance Manager
Home-based, covering South West (Hastings area)
£36,000 - £38,000 per annum plus car allowance
Our client is the largest privately-owned mortgage network in the UK. Their goal is to continue to be the best home for Mortgage Advisers, Protection Specialists, Equity Release Experts and General Insurance Professionals, whatever their size or location. Due to continued growth, they are looking to expand their compliance team.
Following the growth in Adviser numbers, they are looking to grow the Regional Compliance Team to continue to provide their firms with high-quality face to face compliance support.
This additional role in the team will be the primary point of contact for Appointed Representatives in an allocated region, managing a risk-based monitoring program to ensure compliance to network standards and regulatory requirements.
The role is designed to ensure Appointed Representatives are, as per FCA guidelines, always 'Treating Customers Fairly' and delivering good customer outcomes.
Experienced
Required:
- Minimum 2 years of experience in a similar role within the financial services sector.
- A sound background in compliance monitoring, risk management, and reporting processes.
- Knowledge of systems of control and able to follow clearly defined procedures.
- Experience of working under pressure, prioritising, and working to tigh...
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).