Investments Surveillance Analyst, Risk and Compliance

Investments Surveillance Analyst, Risk & Compliance

Join Aberdeen as an Investments Surveillance Analyst within our Risk & Compliance team. The role focuses on market conduct surveillance, insider list management and process automation.

Aberdeen is the UK’s leading Wealth & Investments group, committed to delivering excellent client service through technology, talent and a culture that puts stakeholders at the heart of everything we do. The team is growing our direct and advised wealth platforms and repositioning specialist asset management to meet client demand.

• Review trade electronic communications and voice calls for market conduct purposes.
• Support Information Control Room duties to maintain the insider list and associated restrictions.
• Provide input to improve surveillance processes and identify opportunities for automation.
• Support the production of relevant management information.
• Collaborate with colleagues across SLA to build and maintain an effective control environment, providing guidance, support and constructive challenge.

• Degree or equivalent in Finance, Economics, Physics, Business Studies or related subject (preferred).
• Any relevant professional qualifications (preferred).

• Interest and passion for a career in financial services and/or Risk & Compliance.
• Good analytical skills.
• Pragmatic and proactive.
• Excellent verbal and written communication skills.
• Proven experience working well in a team.
• Intermediate Excel ability (macros, formulas bonus).
• Ability to work under pressure.

40 days annual leave, 16% employer pension contribution, discretionary performance‑based bonus (where applicable), private healthcare and a range of flexible benefits including gym discounts, season ticket loans and access to an employee discount portal.

We are proud to be a Disability Confident employer and committed to an inclusive workplace. If you have a disability and would like to apply under the Disability Confident Scheme, please complete the relevant section in your questionnaire.