Compliance Analyst, Finance & Banking

About Patria

Patria is, essentially, a long-lasting and resilient entrepreneurial Partnership, that continually observes reality, anticipates trends and adapts to capture them. Here we are home to professionals who carry this entrepreneurial spirit, who know how to transform ideas into real business opportunities, and who are engaged in the development and perpetuation of the Partnership.

The Compliance Analyst for the Northern Hemisphere Region (predominantly UK & US) supports the regional compliance function in acting as a trusted second line compliance partner to the business. The role assists with the monitoring, administration, and reporting of compliance activities across the region.

Working closely with stakeholders across the business, the Compliance Analyst will support the maintenance of the firm’s compliance framework, helping to support alignment with global standards, local regulatory requirements, and internal policies and procedures. The role will monitor regulatory developments and support the assessment of potential business impacts.

The successful candidate will contribute to the preparation of compliance reporting and governance materials for senior management and committees, helping to support a strong control environment across the organisation. This is an excellent opportunity for an individual seeking broad exposure within a global and evolving compliance environment.

• Support the development, implementation, and ongoing enhancement of the firm’s compliance framework across the Northern Hemisphere region.

• Assist with monitoring adherence to global and local compliance policies, procedures, and regulatory requirements

• Assist with the execution of the Compliance Monitoring Programme, including thematic reviews and control testing.

• Contribute to the monitoring and tracking of compliance incidents, breaches, and remediation actions.

• Maintain compliance registers, including conflicts of interest, gifts and entertainment, breaches, and regulatory obligations.

• Support employee compliance processes, including attestations, conflicts management, and personal account dealing monitoring.

• Support compliance reviews relating to investor communications and marketing materials where required.

• Support compliance with applicable FCA, SEC, and other relevant regulatory requirements.

• Monitor regulatory developments and assist with assessing potential business impacts.

• Assist with regulatory filings, reporting obligations, and responses to regulatory enquiries.

• Maintain working knowledge of relevant regulatory frameworks impacting the business and funds.

• Support the firm’s financial crime framework, including AML/KYC processes and controls.

• Contribute to periodic reviews and documentation requirements related to financial crime compliance.

• Support the preparation of materials and reporting for governance committees and senior management forums.

• Assist with the monitoring and escalation of compliance matters and key regulatory developments.

• Support policy reviews and annual compliance programme updates.

• Support the monitoring and testing of key compliance controls across the business.

• Provide day-to-day compliance support to first line stakeholders and escalate matters where appropriate.

• Assist with internal audits, external reviews, and regulatory examinations.

• Support documentation updates, including procedures, process narratives, and control mappings.

• Build and maintain effective working relationships with internal stakeholders across investment, operations, finance, and legal teams.

• Support a strong culture of compliance and regulatory awareness across the business.

• Provide day-to-day compliance support to business stakeholders.

• Contribute to ongoing compliance training and awareness initiatives.

You will be based in our Edinburgh office.

The Compliance Analyst is positioned within the Northern Hemisphere Compliance function and reports directly to the Head of Compliance, Northern Hemisphere.