Compliance Analyst, Finance & Banking

Health & Employee Benefits Compliance Analyst – Remote (with travel)

We’re delighted to be adding to our growing team with the addition of a Compliance Analyst to work alongside the compliance team.

• Investigating and resolving complaints against company policies and procedures and FCA regulatory guidelines
• Helping teammates to resolve breaches / errors & omissions
• Ensuring all incidents are logged and reviewed as part of root cause analysis to identify trends
• Assisting the team with internal & FCA reporting
• Managing oversight of appointed representatives and introducers
• Reviewing processes to ensure best practice is being followed and offering suggestions for improvement
• Reviewing financial promotions to ensure they are compliant and not misleading

• Effective time management
• Analytical thinking
• Basic Excel skill
• Good written communication skills
• Experience in a regulated environment beneficial but not essential as full training will be provided

• A competitive basic salary plus normal benefits:
  Pension, Death In Service, 25 days holiday + Bank Holidays, Group Income Protection and Private Medical Insurance
• A range of flexible benefits post probation
• Full support for professional qualifications (including funding)

We are an Equal Opportunity Employer. We take pride in the diversity of our team and seek diversity in our applicants.