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Lawyer- Retail Investment Services

Job in City of Edinburgh, Edinburgh, City of Edinburgh Area, EH1, Scotland, UK
Listing for: UK Regulators' Network
Full Time position
Listed on 2026-09-27
Job specializations:
  • Finance & Banking
    Wealth Management, Financial Advisor / Consultant
Salary/Wage Range or Industry Benchmark: 60000 - 90000 GBP Yearly GBP 60000.00 90000.00 YEAR
Job Description & How to Apply Below

The Investments team (part of the Investments, Insurance & Redress department in the Legal Division) advises on all aspects of the conduct regulation of retail investment services. Particular projects/areas of focus include:

  • The Consumer Duty as it relates to retail investment services as well as cross-cutting issues
  • The Advice Guidance Boundary Review
  • Financial promotions related to retail investment services as well as cross-cutting issues
  • The activities of appointed representatives related to retail investment services as well as cross-cutting issues
  • Self-invested personal pensions and funeral plans
Role responsibilities
  • Advise on the application and effect of regulatory requirements and powers to ensure firms comply with all applicable rules, legislation and law
  • Devise and implement creative and pragmatic solutions
  • Be fully involved in the FCA's supervisory and policy work, including the development of policy and drafting rules and guidance in the FCA Handbook
  • Have a high level of ownership and responsibility for your actions
  • Supervise less experienced members of the team
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