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Lawyer- Retail Investment Services
Job in
City of Edinburgh, Edinburgh, City of Edinburgh Area, EH1, Scotland, UK
Listed on 2026-09-27
Listing for:
UK Regulators' Network
Full Time
position Listed on 2026-09-27
Job specializations:
-
Finance & Banking
Wealth Management, Financial Advisor / Consultant
Job Description & How to Apply Below
The Investments team (part of the Investments, Insurance & Redress department in the Legal Division) advises on all aspects of the conduct regulation of retail investment services. Particular projects/areas of focus include:
- The Consumer Duty as it relates to retail investment services as well as cross-cutting issues
- The Advice Guidance Boundary Review
- Financial promotions related to retail investment services as well as cross-cutting issues
- The activities of appointed representatives related to retail investment services as well as cross-cutting issues
- Self-invested personal pensions and funeral plans
- Advise on the application and effect of regulatory requirements and powers to ensure firms comply with all applicable rules, legislation and law
- Devise and implement creative and pragmatic solutions
- Be fully involved in the FCA's supervisory and policy work, including the development of policy and drafting rules and guidance in the FCA Handbook
- Have a high level of ownership and responsibility for your actions
- Supervise less experienced members of the team
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