Compliance and Business Practices Advisor

Become an essential part of HUB Financial as a Compliance and Business Practices Advisor in Woodbridge with a hybrid work model. This role emphasizes advisor suitability and compliance monitoring in the insurance field.

In this position, you will be responsible for overseeing insurance compliance and supporting numerous department functions. You will analyze data, conduct audits, and manage broker suitability, ensuring all regulatory standards are met. Your expertise with Microsoft Office, strong communication skills, and attention to detail will be vital in contributing to the team's success.

Key Responsibilities:

• Monitor advisor suitability and compliance in insurance

• Prepare reports and analyze data for audits

• Collaborate with insurers on compliance audits

• Manage ongoing projects and coordination

• Support the audit process for broker compliance

Requirements:

• Three or more years in life insurance administration

• Knowledge of broker compliance regulations

• Proficient in Microsoft Office applications

• Experience with Wealth Serv or APEXA is an asset

• Strong organizational and analytical skills

Utilize your skills in compliance, data analysis, and project management to thrive at HUB Financial.
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