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Regulatory Compliance Specialist Risk Manager/Analyst Financial Compliance Corporate Finance

Risk Controls Analyst — OBA Compliance & Policies

Job in El Segundo, Los Angeles County, California, 90245, USA
Listing for: Cetera Financial Group
Full Time position
Listed on 2025-12-13
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance, Corporate Finance
Salary/Wage Range or Industry Benchmark: 73000 USD Yearly USD 73000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm is seeking a Risk Controls Analyst in El Segundo, CA. The role involves ensuring compliance with policies and procedures, reviewing Outside Business Activities (OBAs), and collaborating with compliance teams. Candidates should have a high school degree, relevant licensing, and a background in Broker-Dealer compliance. The position offers a competitive salary range of $73,000.00 to $ per year, along with a performance-based bonus and comprehensive benefits.
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