Principal Compliance Analyst – Broker-Dealer & RIA
Listed on 2026-10-07
-
Business
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Parsonex Enterprises, Inc. in Englewood, Colorado seeks an experienced, licensed Compliance Analyst to support its affiliated firms—Parsonex Securities, Inc.
and Parsonex Advisory Services, Inc.—from our office in Englewood. This hands-on role operates under the Chief Compliance Officer with principal-level approval authority and a technology-enabled compliance program to ensure regulatory readiness and operational efficiency.
Step into the Principal Compliance Analyst – Broker-Dealer & RIA role at Parsonex in Englewood, CO, United States and grow with us.
We are seeking a motivated Principal Compliance Analyst – Broker-Dealer & RIA to join Parsonex in Englewood, CO, United States.
Consider building your career as a Principal Compliance Analyst – Broker-Dealer & RIA at Parsonex.
The Principal Compliance Analyst – Broker-Dealer & RIA position in the Legal, Management & Operations field is open for applications.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).