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Business Assurance Specialist - Compliance & Quality Control
Job in
Exeter, Devon, EX2, England, UK
Listed on 2026-08-28
Listing for:
Quilter Cheviot
Full Time
position Listed on 2026-08-28
Job specializations:
-
Quality Assurance - QA/QC
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Quilter Cheviot is seeking a Business Assurance professional to provide independent oversight of compliance and regulatory risk control activities. You will review financial advice, support thematic reviews, and help refine core processes within an early-stage team.
Working with Financial Planners and Paraplanners, you will ensure timely QA checks, maintain professional impartiality, and contribute to achieving market-leading right-first-time outcomes across the business.
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