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Corporate Finance Financial Compliance

Senior Compliance & Supervision Principal

Job in Fairfield, Jefferson County, Iowa, 52557, USA
Listing for: Cambridge Investment Research, Inc.
Full Time position
Listed on 2026-01-05
Job specializations:
  • Finance & Banking
    Corporate Finance, Financial Compliance
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A financial services organization is seeking an Advocacy and Supervision Principal to oversee daily financial transactions and compliance. This role requires 5+ years of experience in the financial industry, focusing on compliance and regulatory adherence. Ideal candidates will have strong problem-solving skills and be capable of providing training and support to financial professionals. Offering a hybrid work environment with comprehensive benefits, including paid time off, medical coverage, and wellness incentives.
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Position Requirements
10+ Years work experience
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