Senior Trade Review Officer, Brokerage Compliance

A regional bank in Fairmont is seeking a candidate to conduct trade reviews and ensure compliance with regulatory standards. The ideal applicant will have a minimum of three years' experience in the securities industry and hold relevant Series licenses such as Series 7 and 24. Proficient skills in software like Word and Excel, along with strong analytical and interpersonal skills, are essential.

The role entails reviewing transactions and guiding representatives to address trade-related issues.
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